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Job openings at SECURITIES AND EXCHANGE COMMISSION SECURITIES COMPLIANCE EXAMINING

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SUPERVISORY SECURITIES COMPLIANCE EXAMINER Dec 18 2024
$161 908 - 279 465 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY. This position will function as an E...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Dec 16 2024
$183 008 - 284 600 per year

This position is in the Investment Adviser/Investment Company (IA/IC) Examination Program within the Division of Examinations and will be located in Los Angeles, CA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Dec 05 2024
$157 212 - 271 360 per year

The Investment Adviser/Investment Company (IA/IC) Examination Program within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in Washington, DC. This position will o...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 20 2024
$160 256 - 276 614 per year

The Division of Examinations- Los Angeles Regional Office is hiring a Supervisory Securities Compliance Examiner in Los Angeles, CA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 12 2024
$145 639 - 251 384 per year

The Division of Examinations - Atlanta Regional Office is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-15 in Atlanta, GA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 04 2024
$155 690 - 268 733 per year

The Division of Examinations is hiring a Supervisory Securities Compliance Examiner in the Boston Regional Office....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Oct 24 2024
$175 692 - 284 600 per year

The Office of Security-Based Swaps (OSBS) within the Division of Examinations (Exams) is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-17 in one of the following locat...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Oct 11 2024
$177 794 - 284 600 per year

The Division of Examinations - Boston Regional Office is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-17 in Boston, MA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Oct 03 2024
$179 532 - 284 600 per year

This position is in the Investment Adviser/Investment Company (IA/IC) Examination Program within the Division of Examinations and will be located in Washington, DC....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Sep 06 2024
$151 656 - 261 769 per year

The Division of Examinations - Philadelphia Regional Office is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-15 in Philadelphia, PA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Jul 11 2024
$177 794 - 284 600 per year

The Division of Examinations - Boston Regional Office is filling one position for a Supervisory Securities Compliance Examiner, SK-1831-17 in Boston, MA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Apr 19 2024
$160 256 - 276 614 per year

The Division of Examinations- Los Angeles Regional Office is hiring a Supervisory Securities Compliance Examiner in Los Angeles, CA....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Apr 02 2024
$153 422 - 264 819 per year

The Office of Investment Advisers and Investment Companies (IA/IC) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Apr 01 2024
$139 878 - 241 441 per year

The Division of Examinations is hiring a Supervisory Securities Compliance Examiner in the Miami Regional Office. This position will function as an Exam Manager with responsibility for overseeing exam...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Mar 25 2024
$131 270 - 272 100 per year

The Office of Risk and Strategy (ORS) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, Fort Worth, TX, Lo...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Feb 07 2024
$131 270 - 272 100 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner, SK-1831-15 will be located in one of the following ...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Jan 31 2024
$153 422 - 264 819 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY. This position will function as an E...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Jan 29 2024
$146 245 - 252 430 per year

The Office of Clearance & Settlement within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner, SK-1831-15 in Chicago, IL....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Dec 06 2023
$149 906 - 272 100 per year

The Office of Risk and Strategy (ORS) within the Division of Examinations is hiring one position for a Supervisory Securities Compliance Examiner, SK-1831-17 in Atlanta, GA, Boston, MA, Chicago, IL, D...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 28 2023
$159 737 - 272 100 per year

The Division of Examinations - Miami Regional Office is filling two positions for a Supervisory Securities Compliance Examiner, SK-1831-17 in Miami, FL....