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Job openings at SECURITIES AND EXCHANGE COMMISSION SECURITIES COMPLIANCE EXAMINING

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SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 21 2023
$138 616 - 239 263 per year

The Investment Adviser/Investment Company Examination Program (IA/IC) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner, SK-1831-15 in the Atlanta Regional Off...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 20 2023
$167 007 - 272 100 per year

The Office of Clearance & Settlement within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner, SK-1831-17 in Chicago, IL. This position will oversee an office respons...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Nov 20 2023
$170 482 - 272 100 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in Washington, DC. This position will oversee an off...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 29 2023
$131 270 - 272 100 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in Washington, DC. This position will function as an...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 28 2023
$139 878 - 241 441 per year

The Division of Examinations - Miami Regional Office is filling a position for an Supervisory Securities Compliance Examiner, SK-1831-15 located in Miami, FL....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 25 2023
$170 482 - 272 100 per year

The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in Washington, DC. This position will oversee the ex...

SUPV SECURITIES COMPLIANCE EXAMINER Aug 23 2023
$131 270 - 282 100 per year

The Event and Emerging Risk Examination Team (EERT) is hiring a Supervisory Securities Compliance Examiner. The position will oversee a team responsible for working with key stakeholders to develop st...

SECURITIES COMPLIANCE EXAMINER Aug 14 2023
$107 846 - 259 590 per year

The Division of Examinations is seeking skilled candidates to serve as a Securities Compliance Examiner to perform examinations and duties involving the crypto asset market. This position is located a...

SECURITIES COMPLIANCE EXAMINER Aug 14 2023
$107 846 - 259 590 per year

The Division of Examinations is seeking skilled candidates to serve as a Securities Compliance Examiner to perform examinations and duties involving the crypto asset market. This position is located a...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 11 2023
$159 377 - 272 100 per year

The Division of Examinations - Miami Regional Office is filling two positions for a Supervisory Securities Compliance Examiner, SK-1831-17 in Miami, FL....

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 11 2023
$159 377 - 272 100 per year

The Division of Examinations - Miami Regional Office is filling two positions for a Supervisory Securities Compliance Examiner, SK-1831-17 in Miami, FL....

SECURITIES COMPLIANCE EXAMINER Aug 08 2023
$160 831 - 272 100 per year

The Broker-Dealer and Exchange Examination Program within the Division of Examinations is hiring two Securities Compliance Examiner - Risk Strategists. This position is responsible for conducting risk...

SECURITIES COMPLIANCE EXAMINER Aug 08 2023
$160 831 - 272 100 per year

The Broker-Dealer and Exchange Examination Program within the Division of Examinations is hiring two Securities Compliance Examiner - Risk Strategists. This position is responsible for conducting risk...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 04 2023
$131 270 - 272 100 per year

The Division of Examinations is seeking skilled candidates to serve as a Supervisory Securities Compliance Examiner to oversee examinations involving the crypto asset market. This position is located ...

SUPERVISORY SECURITIES COMPLIANCE EXAMINER Aug 04 2023
$131 270 - 272 100 per year

The Division of Examinations is seeking skilled candidates to serve as a Supervisory Securities Compliance Examiner to oversee examinations involving the crypto asset market. This position is located ...