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The Office of Investment Advisers and Investment Companies (IA/IC) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY....
The Office of Investment Advisers and Investment Companies (IA/IC) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY....
The candidate selected for this position will serve as a senior trial attorney and manager, providing program direction and leadership in the NYRO. You will supervise Trial Unit staff in a variety of ...
The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Attorney-Adviser in New York, NY. This position will function as an Exam Manager wi...
The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY. This position will function as an E...
If selected, you will develop and implement an outreach and communications strategy to help the office reach various investor, industry, law enforcement and regulatory groups. You will also help the o...
If selected, you will serve as an Assistant Director in the Division of Enforcement in the New York Regional Office (NYRO), working under the NYRO Associate Directors. ...
The candidate selected for this position will serve as a senior trial attorney and manager, providing program direction and leadership in the NYRO. You will supervise Trial Unit staff in a variety of...
If selected, you will join a well-respected team responsible for providing a broad range of functions supporting the business functions and personnel operations in the New York Regional Office. The p...
If selected, you will join a well-respected team responsible for providing a broad range of functions supporting the business functions and personnel operations in the New York Regional Office. The p...
If selected, you will serve as an Assistant Director in the Division of Enforcement under the general direction of the Market Abuse Unit Chief....
If selected, you will join a well-respected team of Trial Attorneys within the Division of Enforcement responsible for investigating possible violations of securities laws, recommending and litigating...
If selected, you will join a well-respected team of Trial Attorneys within the Division of Enforcement responsible for investigating possible violations of securities laws, recommending and litigating...