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The Office of Chief Counsel (OCC) is seeking applicants to fill the position of Assistant Chief Counsel. The successful candidate will be assigned to the Enforcement Division in Washington, D.C. The ...
The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and neg...
If selected, you will serve as an Assistant Director in the Fort Worth Regional Office, Division of Enforcement working under the general direction of an Associate Director or Unit Chief....
The Division of Trading and Markets is seeking applicants to fill counsel/advisor positions in the Office of the Deputy Director, as an Attorney SK-905-16. The position is in Washington, DC. The initi...
The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Attorney-Adviser, SK-0905-15 will be located in one of the following locations: Atl...
The candidate selected for this position will serve as a senior trial attorney and manager, providing program direction and leadership in the NYRO. You will supervise Trial Unit staff in a variety of ...
The Office of Enforcement Liaison (OEL) within the Division of Corporation Finance (CF) analyzes and provides recommendations regarding potential violations of the federal securities laws and rules ad...
The Broker-Dealer and Exchange Examination Program (BDX) within the Division of Examinations is hiring a Supervisory Attorney-Adviser in New York, NY. This position will function as an Exam Manager wi...
The Office of Clearance & Settlement within the Division of Examinations is hiring a Supervisory Attorney-Adviser, SK-0905-15 in Chicago, IL....
The Technology Controls Program (TCP) within the Division of Examinations is hiring one position for an Attorney-Adviser, SK-0905-16 in Chicago, IL, New York, NY or Washington, DC. This position will...
The Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. It regulates major market participants, including broker-dealers, self-regulatory orga...
This position is in the Office of Chief Counsel (OCC) in Washington D.C....
If selected, you will serve as a manager for the Enforcement program providing program direction and technical leadership....
The Senior Officer-Associate Regional Director position is in the Los Angeles Regional Office, located in Los Angeles, CA. This position is open to US Citizens....
This position will serve as an Attorney-Adviser - Senior Counsel, SK-0905-16 in the Office of the Director within the Division of Examinations and will be located in one of the following locations: At...
The Senior Officer-Regional Director position is in the Chicago Regional Office, located in Chicago, IL. This position is open to US Citizens....
If selected, you will join a well-respected team responsible for investigating possible violations of securities laws, recommending and litigating Commission action when appropriate, either in a feder...
The Division of Investment Management (IM) works to support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. IM regulates i...
The Office of Chief Counsel within the Division of Examinations is hiring an Attorney-Adviser, SK-0905-16 in Washington, DC. This position will serve as a senior legal adviser to the Chief Counsel and...
The Office of Risk and Strategy (ORS) within the Division of Examinations is hiring one position for a Supervisory Attorney-Adviser, SK-0905-17 in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, For...